The decision to have separate control and data connections in FTP was taken at the Data and File Transfer Workshop at MIT on April 14-15, 1972.
RFC310 "Another Look At Data And File Transfer Protocols" was published on April 3 to prepare for the workshop. Some relevant information from that RFC:
- The CPYNET protocol used on TENEX systems closed the control connection and opened a new one with possibly different byte-size. The selection of byte-size could be important for some computers, e.g: the 36-bit PDP-10.
- Ad-hoc protocols on top of TELNET where the receiving process had to inspect every byte were considered slow. Using separate connections was suggested to avoid that overhead.
- In the Data Transfer Protocol (equivalent to modern-day data connections in FTP), block mode was considered too costly just to provide control/data separation and EOF indication. Again, opening/closing a separate data connection was suggested as an alternative (which would also allow selection of an appropriate byte-size).
- For FTP usefulness, efficiency was considered important, and again separate connections with perhaps different byte-size were suggested, noting the ambiguity that closing a connection could be either due to an EOF indication or an error.
- For use in TIPs/IMPs (Terminal Interface Message Processors), some of which had no file system, and had devices listening on specific sockets, it was considered convenient to allow sending data to a specified socket.
RFC327: "Data and File Transfer Workshop Notes", published on April 27, briefly summarizes the discussions and decisions taken in the workshop. Speed and efficiency of file transfer were considered important, with byte-size and data format conversions being considered some of the most important factors affecting speed and efficiency. Finally, it was decided to use separate control and data connections. Other decisions were taken: the control connection would be a TELNET connection, the control connection would use ASCII human-readable commands and responses, and DTP (the Data Tranfer Protocol) would stop existing as a separate entity, and become the protocol used on the data connection of FTP.
Finally, RFC354: "The File Transfer Protocol", published on July 8, 1972, became the first incarnation of the FTP RFC to feature separate control and data connections. It used a SOCK command, instead of our familiar PORT and PASV commands.
Addendum
Inter-server file transfer (AKA FTP bounce/FXP) appeared on RFC542 "File Transfer Protocol for the ARPA Network", published on August 12, 1973, with the introduction of the PASV command.
Finally, RFC765 "file Tranfer Protocol", published on June 1980, was modified to use TCP instead of NCP, changing the SOCK command for the PORT command.
